Compliance Officer

• Deadline: Expired

1. KEY RESPONSIBILITIES.

• Carrying out Regulatory and market conduct risk events data collection, analysis and preparation of reports including recommendations to mitigate all non-compliance exposures.
• Collaborate with relevant departments to compile necessary data for the accurate and timely preparation of all relevant regulatory reports.
• conducting regulatory and market conduct compliance risk assessments at the head office and branches.
• Organizing and arranging training for the staff on Regulatory and Market Conduct Compliance matters.
• Provide inputs in ensuring that policies/manuals of the bank are aligned with the regulations and market conduct standards.
• Perform the relevant quality assurance checks to ensure adherence to regulatory and market conduct standards and advise the Regulatory and Market Conduct Compliance Senior Manager of any likely implications of changes to the standards.
• Prepare comprehensive reports on compliance with laws, regulations, guidelines, and market conduct standards, providing insights to the Regulatory and Market Conduct Compliance Senior Manager.
• Collaborate with business units to provide support and advice on regulatory compliance aspects of new products and projects.
• Provide inputs in the implementation of regulatory and market conduct compliance initiatives and projects.
• Provide inputs in the preparation of regular reports for senior leadership, offering insights into the effectiveness of regulatory and market conduct compliance.

2. DAILY RESPONSIBILITIES

• Assessment of key compliance risk issues and recommend risk treatment;
• Review and make analysis of audit and inspection reports in order to identify key vulnerabilities and track audit/inspection  findings  resolution
• monitoring and writing reports on regulatory and market compliance issues
• Ensure consistency of internal policies and standards with external laws and regulations
• Assessing compliance with laws and regulations.

3. JOB REQUIREMENTS

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